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Indian Stock Exchange - Quiz 2 Flashcards | StudBud
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Indian Stock Exchange - Quiz 2
Indian Stock Exchange - Quiz 2
25 terms
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StudBud Administration
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Indian Stock Market, SEBi, NSE, BSE, Insider Trading and Online Trading.
Flashcards
25 cards
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Questions
25
Answers
1
The stock exchange begins trading only after introduction of online _____ based trading.
Display
Securities
Stock
Screen
2
Obligates the depositories to maintain ownership records of securities electronically ______
SCRA Act,1956
Companies Act, 1956
The depositories Act, 1996
SEBI Act,1992
3
__means the succession of a recognised stock exchange, being a society under the Societies Act.
Recognised Stock Exchange
Demutualisation
NPMA
Corporatisation
4
An application under section 3 of the Act for recognition of a stock exchange shall be made to
Securities and Exchange Board of India in Form C
Securities and Exchange Board of India in Form D
Securities and Exchange Board of India in Form B
Securities and Exchange Board of India in Form A
5
Exchanges use the Internet to provide access to information filed with exchanges by__companies.
Unlisted
Relisted
Delisted
Listed
6
The recognition granted to a stock exchange shall be in __________________
Form D
Form B
Form C
Form A
7
Alternative Trading system provides additional trading facilities to investors in the __market.
Secondary
Territory
Primary
Ultimate
8
The stock exchange establishes clearing houses within _____months from the date of recognition.
3
10
9
6
9
A ___________ is a person who acts as an intermediary between a buyer or seller in the market.
Registered competitive trader
Dealer
Floor Broker
Broker
10
__________ set up an Investor’s Services Cell (ISC) in 1986.
New York stock exchange
National stock exchange
London stock exchange
Bombay stock exchange
11
________ carry out price discovery functions.
ATS
ECN
SEC
ORS
12
Expansion of ECN ______.
Exchange Communication Network
Electronic Communication Network
Electronic Contract Network
Executive Communication Network
13
Which is the oldest Stock Exchange in Asia?
New York Stock Exchange
Regional Stock Exchange
Association of Securities Dealers Automated Quotations
Bombay Stock Exchange
14
Corporatisation is another stock exchange, being a company incorporated for the purpose of ____
Regulating a business
Assisting a business
Assisting, regulating or controlling the trade in securities
Controlling the business
15
Creating public prices for securities and providing liquidity to investors are functions of:
Third market
Primary market
Fourth market
Secondary market
16
Expand SEC ______.
Securities and Exchange Commission
Stock Exchange Contract
Securities and Exchange Committee
Securities Execute Committee
17
Trading in securities through the official websites of concerned stock exchanges is ___ Trading
Internet
Marginal
Speculative
Regulating
18
The main function of SEBI is __________.
Protect the managing stock exchanges
Protect the stock holders
Protect the interests of investors in securities
Protect the committee members
19
A stock broker is a member of ________ .
Any stock exchange
A recognized stock exchange
SEBI
Any exchange
20
The main role of SEBI is intermediaries it provides a ______ .
Competitive stock exchange
Competitive trade market
Competitive stock market
Competitive professional market
21
Which of the following is not a characteristic of an exchange?
Stocks traded must meet minimum listing requirements.
provides liquidity for the securities in the primary market.
requires one to be a member in order to be allowed to trade.
It allows to trade off the exchange floor - help of brokers
22
______ has the power to withdraw recognition granted to an exchange in the internet of trade.
SCRA
Central Government
SEBI
RBI
23
SEBI stands for _______.
Stock & Exchanges Board Institute
Securities & Exchange Board of India
Securities & Exchange Board of Institute
Stock & Exchanges Board of India
24
_________ means a stock exchange which is for the time being recognized u/s 4 of the Act.
Demutualisation
Corporatisation
Recognised Stock Exchange
NPMA
25
Internet trading is also known as _____ Trading.
Offline
Down
Online
Interconnected
