How much an investor could receive if shares were liquidated

Equity or Ownership in a company

meaningless value for investors, Dollar Amount assigned to a share of stock by it's issuer, assigned for accounting purposes, All of the Above

Treasury Stock is....

Issued and then repurchased from the public

Authorized Stock is....

# of shares company has authorization to issue or sell

What does the Acronym of FINRA stand for?

Financial Industry Regulatory Authority

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Series 7....Part 1

16 termsStudBud Administration138 plays

Series 7 Exam Prep Quiz

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Questions 16

Answers

1
Book Value
Value based on the New York Times Best Seller list
Stock's value when investors purchase shares of stock
How much an investor could receive if shares were liquidated
A librarian's assessment of the value
2
Voting that Benefits the smaller investor
Proxy Voting
Preemptive Voting
Cumulative Voting
Statutory Voting
3
How do you determine Net worth?
Assets-Liabilities = Net worth
Liabilities + Assets = Net Worth
Working Capital - Liabilities - Assets = Net Worth
Working Capital + Liabilities + Assets = Net Worth
4
Preferred Stock is an equity security that has an inverse relationship to interest rates
False
True
5
Stocks and bonds are normally purchased and sold on a stock exchange or in the OTC market
FALSE
TRUE
6
A stock split means ....
Less Shares, Valued More
Less Shares, Valued Less
More Shares, Valued More
More Shares, Valued Less
7
What is a Stock?
Regulated by the MSRB
Equity or Ownership in a company
A Debt Investment
An IOU for a company
8
Par Value is...
meaningless value for investors
Dollar Amount assigned to a share of stock by it's issuer
assigned for accounting purposes
All of the Above
9
Treasury Stock is....
Buried somewhere on an island
Issued and held by the Treasury of the US gov't
Jack Sparrows Favorite Kind of Stock
Issued and then repurchased from the public
10
Which one is NOT on a balance sheet?
Liabilities
Pros- Cons of goals for life
Equity
Assets
11
Authorized Stock is....
# of shares company has authorization to issue or sell
# of shares not issued
# of shares hidden under a rock somewhere in Montana
# of shares a company has authorization to buy
12
These rights give investors right to maintain a proportionate interest in a companies stock...
Warrants
Limited Liability
Preemptive rights
Fight for your right to Party rights
13
Preferred stock dividends are guaranteed
False
True
14
What are bonds
Loans to a company
James Bond's children
Rights to vote on company matters
Ownership in a company
15
What does the Acronym of FINRA stand for?
Financial Investments Regulatory Authority
Fancy Investments Need Real Advisors
Financial Industry Regulatory Authority
Financial Industry Network Regulatory Authority
16
Outstanding Stock is....
Repurchased Stock
The Best stock on the market
Investor Owned Stock
Unissued Stock

Series 7....Part 1 Flashcards | StudBud