When callable bonds are redeemed early by the issuer, which of the following statement are true?

c. Total assets decrease, Total liabilities and equity decrease

Which of the following financial instruments have the lowest level of inflation risk?

a.A 5-year floating-rate bond has coupon rate as the 3-month USD LIBOR + 7p

The presence of transaction costs in financial markets explains, in part, why

b. financial intermediaries and indirect finance play an important role

Which of the following statement is the most correct one?

b. Only short-term securities are traded in the money market

Based on trading structure, financial markets are classified into

b. Money market, capital market

Which of the following statements are true?

public offering of securities is more strictly thanthat of private offering

The ...... is a value-weighted average of stock prices of 30 large U.S. firms

a. Dow Jones Industrial Average

Which of the following statements about participants in the money markets is the most correct answer?

a. Participants include central bank, financial institutions, household

Which of the following statements about a coupon bond are true?

c. When yield to maturity increases, the bond price will decrease.

Which of the following statements is incorrect?

d. Stocks are issued by corporations to raise short-term funds

a price index that includes 30 stocks listed on the HCM City Stock Exchange

Which of the following statement about bonds are wrong?

d. Bonds are issued in the primary market.

Which of the following can be described as involving direct finance?

a. A corporation buys commercial paper issued by another corporation.

If security markets are semistrong-form efficient, investors cannot solely use ...... to earn excess returns.

c. previous price movements and publicly available information

A coupon bond: face value of 1,000,000 VND, coupon rate of 6.5%, matures in 5 years.The market price is 1,035,000 VN

The current yield of the bond is 6.28%

Which of the following statements about financial instruments are true?

a. Financial instruments include bonds, stocks, gold and real estate

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TTTC (từ trang 76, 40 câu)

42 termsStudBud Administration1 play

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Questions 42

Answers

1
Which type of bonds have the lowest level of interest rate risk?
d. 10-year coupon bonds
c. floating-rate bonds
b. 5-year coupon bonds
a. perpetual bonds
2
When callable bonds are redeemed early by the issuer, which of the following statement are true?
b. Total assets increase, Total liabilities and equity increase
a. Total assets decrease, Total liabilities and equity increase
d. Total assets increase, Total liabilities and equity decrease
c. Total assets decrease, Total liabilities and equity decrease
3
Which of the following statement is true?(CP=Commercial Papers)
d. All of the above are true
Commercial papers are unsecured promissory notes, mature in no more 365d
CP lower risk, a higher rating have lower interest rates than others
Investors can assess a commercial paper by assessing the issuers’ cash flow
4
Which of the following financial instruments have the lowest level of inflation risk?
d. A 5-year municipal bond has a coupon rate of 5%.
b. A 5-year Treasury bond has a coupon rate of 10%.
c. A 10-year coupon bond has a coupon rate of 15%.
a.A 5-year floating-rate bond has coupon rate as the 3-month USD LIBOR + 7p
5
When a corporation first decides to issue stock to the public, it engages in a(n)...
c. initial public offering
d. seasoned equity offering
a. secondary offering
b. None of these are correct
6
Which of the following financial instruments is (are) issued by commercial banks?
b. Certificates of deposit
d. Repurchase agreements
a. Commercial papers
c. Treasury bills
7
q
a. Asymmetric information
d. Strong
b. Weak
c. Semi-strong
8
q xem hình
True
False
9
The presence of transaction costs in financial markets explains, in part, why
b. financial intermediaries and indirect finance play an important role
d. equity and bond financing play an important role in financial markets.
direct financing is more important than indirect financing as fund's source
c. corporations get more funds through equity financing than finance-interm
10
Long-term debt and equity instruments are traded in the ...... market.
d. capital
b. primary
c. secondary
a. money
11
Which of the following statement is the most correct one?
State bank ofVietnam is always a demander of moneymarketfunds and no supply
b. Only short-term securities are traded in the money market
A 5y bonds, whichis due AtTheEndOfThisMonth, can be traded inthemoneymarket
d. Money market securities are Treasury bills, commercial papers, stocks
12
câu 14:
cannot be identified
600 billion
300 billion
1200 billion
13
calculate:
1.009.888 VND
1.049.315 VND
1.000.000 VND
1.013.987 VND
14
calculate
d. 100,000,000 VND
a. 103,905,750 VND
b. 10,390,575 VND
c. 10,000,000 VND
15
Technical analysis relies on the use of ...... to make investment decisions.
a. inflationary expectations
d. recent stock price trends
b. industry conditions
c. interest rates
16
Based on trading structure, financial markets are classified into
a. Debt market, equity market, derivative market
b. Money market, capital market
d. Primary market, secondary market, capital market
c. Primary market, secondary marke
17
(II) A corporation acquires new funds only when its securities are first sold in the primary market.
False
True
18
t tính ko ra câu này cho nên là tính đại lụi đại =))
10.000.000 VND
9.964.793 VND
9.438.907
10.702.739
19
Sudden favorable news about performance of firm will make investors believe that firm'stock is _ at its prevailing price
c. undervalued
d. overvalued
a. appropriate
b. fixed
20
A German bank issues Eurobonds in France. What of the following currency cannot be used to mobilize funds?
d. Euro
b. Swiss Franc (CHF)
a. Japanese Yen
c. USD
21
Which of the following statements are true?
public offering of securities is more strictly thanthat of private offering
The liquidity of stock is lower than real estate
Stocks are less risky than bonds
Stocks traded in OTC are less risky than stocks listed in stock exchange
22
gap-filling
a. more; cannot
c. more; can
b. less; can
d. less; cannot
23
calculate:
10000
8100
8000
7840
24
calculate:
96.750 VND
a. 98.842 VND
97.711 VND
96.606 VND
25
The ...... is a value-weighted average of stock prices of 30 large U.S. firms
b. Standard and Poor's 500
d. New York Stock Exchange
c. Nasdaq
a. Dow Jones Industrial Average
26
Which of the following statements about participants in the money markets is the most correct answer?
Participants include central bank, financial institutions, insurance firms
c. Participants include central bank, financial institutions, corporations
d. Participants include central bank, corporations, household
a. Participants include central bank, financial institutions, household
27
Which of the following statements about a coupon bond are true?
c. When yield to maturity increases, the bond price will decrease.
b. When time to maturity increases, the yield to maturity will decrease.
d. When yield to maturity increases, the coupon rate will decrease.
a. If the bond price increases, the coupon rate will decrease.
28
Which of the following statements is incorrect?
d. Stocks are issued by corporations to raise short-term funds
TheSecondary stock market enables investors to sell stock which sold before
b. A stock represents partial ownership in a corporation
c. Like debt securities, common stock is issued by firms to obtain funds
29
VN30 index is...
a price index that includes 30 stocks listed on the Ha Noi Stock Exchange
a price index that includes 30 stocks listed on the HCM City Stock Exchange
a price index that includes 30 stocks listed on the OTC
d. All of the above are true
30
Which type of bonds have the highest level of default risk?
a. corporate bonds
b. goverment guaranteed bonds
d. municipal bonds
c. goverment bonds
31
Which of the following statement about bonds are wrong?
a. The right to share in the company's profitability.
d. Bonds are issued in the primary market.
If the repayment terms of a bond aret met, the holder has claim on assets
c. Bonds usually have a fixed maturity date.
32
Which of the following can be described as involving direct finance?
c. People buy shares in a mutual fund
a. A corporation buys commercial paper issued by another corporation.
d.A pension fund manager buys commercial paper from the issuing corporation
b. A corporation's stock is traded in an over-the-counter market.
33
A coupon bond: the face value of $10,000.The market interest rate is equal to thecouponrate of 8%.Bond's price?
$13,230.48
$10,000
$970.00
$6,988.40
34
(III) A secondary market makes the financial instruments more liquid
False
True
35
If security markets are semistrong-form efficient, investors cannot solely use ...... to earn excess returns.
d. insider information
a. publicly available information
b. previous price movements
c. previous price movements and publicly available information
36
Which of the following are securities?
c. A Treasury bill
d. A share of Texaco common
b. All of the above
a. A certificate of deposit
37
...... is problem that the borrower might engage in activities that are undesirable from the lender’s point of view
c. Moral hazard
b. Weak-form efficiency
d. Inefficient market
a. Adverse selection
38
A coupon bond: face value of 1,000,000 VND, coupon rate of 6.5%, matures in 5 years.The market price is 1,035,000 VN
The current yield of the bond is 7.50%
The current yield of the bond is 3.50%
a. The current yield of the bond is 6.60%
The current yield of the bond is 6.28%
39
q
d. preferred margin
c. cumulative provision
b. liquidation claim
a. residual claim
40
Which of the following statements about financial instruments are true?
a. Financial instruments include bonds, stocks, gold and real estate
d. A financial instrument can be valued based on its physical features
c. A financial instrument is a claim on the issuer’s future income or asset
b. Financial instruments can be used as inputs to create goods to economies
41
q xem hình
b. Moral hazard
a. Adverse selection
c. Investment risk
d. Liquidity risk
42
A British company issues bonds in Japan with the principal and interest payments denominated inapanese Yen. Type bonds?
d. Euro bonds
c. Domestic bonds
a. Coupon bonds
b. Foreign bonds

TTTC (từ trang 76, 40 câu) Flashcards | StudBud