Financial Services L9 - 11

A set of moral principles and values

A fee for creating a new loan, paid to the bank or broker.

The quality of being loyal, or the feeling of allegiance.

The largest independent regulator for all securities firms doing business in the United States.

Illegally taking, misapplying, or misappropriating money that has been entrusted to your care.

Current income minus spending.

Which of the following is the main requirement for getting more credit?

Modes of conduct that are taught and accepted as embodying principles of right and good.

A check written from the line of credit associated with a credit card.

The maximum amount a person can borrow on a credit card or other line of credit.

A lender must take into account an individual's age when offering a loan?

A regulatory agency that enforces securities laws and regulates the stock market.

A time period in which there is no interest on a credit card purchase.

A state of opposition between people, ideas, or interests.

A lender may refuse to lend you money based on your marital status.

A type of savings account intended for retirement funds, also with tax advantages.

Using information that should be confidential to make investment decisions.

General guiding principles that are to govern all activities.