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AUDIT - EECU GAME Flashcards | StudBud
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AUDIT - EECU GAME
Who coordinates the BCP?
We waive the Official check fee if:
AUDIT - EECU GAME
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AUDIT
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Questions
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Answers
1
We waive the Official check fee if:
Check is for OUR loans
Check is made payable to self
Check is for OUR investment services
All of the above
2
Who coordinates the BCP?
Board of directors
Loss Prevention team
Branch Manager and the management team
IS team
3
TISA (truth in savings Act) is AKA
REG CC
REG E
REG E
REG DD
4
As long as you’re still behind the teller line, you don’t need to lock your screen when you step away.
True
False
5
___ allows active duty military to temporarily suspend certain obligations like mortgage interests, collections, etc..
SCRA (Service Members Civil Relief Act)
Escheat Laws
REG DD
NCUA
6
Non members MAY NOT conduct cash advance transactions
True
False
7
Privacy requirements are part of
HMDA
the Gramm-Leach-Bliley Act (GLB)
REG CC
REG B
8
EECU employees are "__"of suspected financial abuse of elders and dependent adults.
mandated reporters
preferable reporters
recommended reporters
main reporters
9
What is Check 21
?
Another name for a money order
a legal equivalent of the original check for all purposes
a photo copy of a check
A check that was created electronically
10
What is required to be written on the cash advance receipt
Acct #, address, sig, and ID#, ph#
Acct #, address, sig, and ID#
acct #, address and sig
Acct #, address, sig, ID#, ph#, last 10 digits of card # and exp date
11
John wants to make a $100 cash deposit to his wife's account (Jenna). he ONLY has her name and SSN. can you do it?
No, we shouldn't look up by social because Jenna is not here
Yes, it's not that large of an amount
Yes, he's her husband he can answer security questions
12
____ Requires institutions to establish a verification process used identify mbrs and customers
CIP
OFAC
FIS
REG P
13
_____ is when employees are paired to support each other's safety and wellbeing.
Buddy system
Silent alarm
Safety system
Human shield
14
What are the appropriate action in an
EXTORTION
call?
Asking what do you want me to do?
Threaten the caller of calling the police
B AND C
Asking Where are you calling from?
15
We are NOT always required to run an OFAC when writing an official check.
False
True
16
We allow Principle Only payments on all of our loans
True
False
17
Who can verify/authorize cash transactions over $10k?
Managers
Managers and FSR IIIs
Me
Dual verification with another teller
18
You should file a CTR if the cash transaction is exactly $10k
False
True
19
During a robbery, you should immediately press the panic button
False
True
20
What do you do when you get a (Bomb threat) call?
Call SWAT
It's a prank call just hang up
Monitor the call and notify management
Yell out (there is a bomb!) to protect everyone in office
21
What should you
NOT
do right
after
a robbery incident:
Press the panic button
IMMEDIATELY close down your work station
Notify your management team
describe the robber to your neighboring peers
22
The
Identity Theft Prevention and Protection Program
is part of the FACT Act.
True
False
23
Who schedules out the monthly cash audits
Management team
CEO
FSR IIIs and Management
Internal Auditors
24
When cashing an On-us check we only require a finger print if it's is over $5k
True
False
25
Who can take your work keys?
your work bestie
No one, your keys should be always with you.
Auditors
your management team
26
An APS report should be filed if a suspected abuse occurs on people over 65 yrs old AND a dependent adult 18-64 yrs old
False
True
27
Upper
cash drawer must be limited to NO MORE than $5000 with TCR
False
True
